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The liberal platform for external asset managers

SMART WAY TO FINMA LICENSE
What do I have to do as an EAM to remain independent and obtain the FINMA license?  

How can I continue to work in my familiar environment without getting bogged down in administrative activities? 

Where can I get support regarding directives, ICS, information requirements, documentation requirements, risk management, corporate governance, etc.?
Outsourcing Legal & Compliance

Outsourcing Legal & ComplianceCOMING SOON!

We support you in the establishment of your FINMA regulated company, the drafting of directives and contracts and the design of an appropriate business organization. Let us guide you through the FINMA approval process. You can outsource your compliance activities to us.
One of the most important pillars in today's regulatory environment is Legal & Compliance. The new regulatory framework is forcing many independent asset managers to drastically adapt their organization. Implementing and complying with all the requirements takes a lot of time and energy, legal know-how and financial resources. WMZ LCR supports you as an external resource.
 
Scope of services:

  • General support in the implementation of FinSA and FinIA requirements (e.g. customer segmentation, advice on the design and adaptation of the operational organization and implementation of appropriate corporate governance, etc.).
  • Preparation of FinSA-compliant model contracts and directives
  • Legal support in the preparation of the FINMA license application and connection to supervisory organization (AO) (including preparation of the required documents)
  • Implementation of regulatory requirements in daily business and outsourcing of the compliance and risk management function
  • Establishment and maintenance of an internal control system (ICS)
  • Conducting education and training (AMLA, FinSA, etc.)
  • Regular updates on regulatory developments
  • Cross-border regulation
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Outsourcing PM

Outsourcing PMCOMING SOON!

In portfolio management, the WMZ team takes care of the compliance and implementation of your clients' risk and investment profiles. Portfolios are set up according to FinSA and MiFID II standards and monitored for you. Sample portfolios as well as corresponding proposals for your clients are developed here.
To meet the requirements of FinSA and MiFID II, we support you with customized services in our Investment Center.
 
Scope of services:

  • Systematic support with pre- and post-trade checks
  • Ongoing monitoring of client portfolios in accordance with FinSA / MiFID II
  • Recommendations for the elimination of restriction violations
  • Creation of sample portfolios
  • Support with investment ideas for your clients
  • Support throughout the life cycle of structured products
  • Advisory services
  • Access to research, analyses and market opinions via "Investment Center Library
  • Support in the implementation and structuring of your own investment ideas
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CRM / PMS

CRM / PMSCOMING SOON!

Through the partnership with Etops, Evolute provides you with a fully integrated CRM Client Relationship Management and PMS Portfolio Management Service software at a preferential price.
Evolute makes it possible to automate daily business and meet all regulatory requirements in a system-based manner. The software's services range from new customer onboarding and customer relationship management to portfolio-related tasks and billing. Evolute's systems and services thus support the wealth management business along the entire value chain and help save time and resources. Evolute customers also benefit from the existing data interfaces to more than 50 custodian banks. This includes a daily updated provision of all investment and portfolio data as well as an outsourcing of data management including reconciliation to Evolute's specialists.
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Asset Management

Asset ManagementCOMING SOON!

Wealth Management Zurich will soon offer comprehensive asset management services to independent asset managers (Q4/2021).
The main focus here is on "fronting" in the area of white label funds, which offers independent asset managers the opportunity to set up their own "white label funds". Wealth Management Zurich takes over the asset management as a third-party provider. 

An added value for every asset manager and his clients.
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WMZ Wealth Management Zürich AG
Wealth Management Zürich Ltd.
Dufourstrasse 1
8008 Zurich
Switzerland

info@wmzuerich.ch
+41 43 300 55 55

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